HPM 9.2 SUBSTANCE TESTING MANUAL Flashcards

1
Q
For the substance test to be effective, each supervisor must ensure that:
RS=PD
PC
COC
Rights
A

a. Reasonable suspicion is supported by proper documentation
b. Properly collected
c. Chain of custody is maintained
d. Rights are not violated

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2
Q

The States substance testing policy requires the involvement of specified managers in all substance tests as a _______official before any sample can be collected.

A

Confirming

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3
Q

PROGRAM EFFECTIVENESS:
The effectiveness of the substance testing program is dependent on the Departments ability to justify its actions and demonstrate a proper application of the policy. The following elements are critical if the program is to be successful:
6 C’s

A
  1. Consistency
  2. Confirmation
  3. Collection of sample
  4. Chain of custody
  5. Control of Quality
  6. Contracts
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4
Q
The person's right to privacy must be weighed against the governments need to know because of its interests which include:
P
P
M
L
C
A

a. Public Safety
b. Public Trust and integrity
c. Morale and safety in the workplace
d. Loss of productivity
e. Civil Liability

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5
Q
FOURTEENTH AMENDMENT:
When claims are made that due process has been denied , they most frequently allege:
1.  L
2. N
3. I
4. L
A
  1. Lack of advance notice of testing
  2. No advisement of consequences
  3. Inadequate opportunity to respond to charges
  4. Lack of opportunity to challenge test results or inability to order additional tests to compare results
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6
Q

FOURTEENTH AMENDMENT:
The protections afforded by this amendment demand that due process procedures be properly followed to protect all of the employee’s interests. This means the employee must be _____ _______ of the exact reasons for the Departments actions, the _________ of a positive test result, and/or what action the Department will take if the employee refused to submit to the requested test. The Department must also take necessary precautions to ensure the sample is properly collected, identified, and analyzed.

A

made aware

consequences

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7
Q

OTHER LEGAL CONCERNS:

Negligent supervision:

A

Liability arises when it can be shown that a Supervisor negligently failed to supervise subordinates appropriately, and the negligence resulted in an injury to a co-worker and/or the public.

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8
Q

OTHER LEGAL CONCERNS:

Negligent Retention

A

More frequently courts are holding employers directly responsible for retaining “dangerous” employees.

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9
Q

OTHER LEGAL CONCERNS:

Wrongful discharge

A

In order to avoid potential liability for wrongful discharging an employee, the department must act reasonably considering constitutional and statuatory provisions, departmental policies, and the individuals circumstances. …… to avoid problems in this area the substance testing program must be administered fairly, conistently, and in compliance with this manual.

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10
Q

SENSITIVE POSITIONS (14):
Only employees serving in sensitive positions SHALL be subject to substance testing when there is reasonable suspicion to believe the employee has violated paragraph 2.a. of this chapter.
T/F

A

True

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11
Q
SENSITIVE POSITIONS(14)- defined:
A sensitive position is defined as any Peace Officer as identifed in section 830 of the Penal code and any other position in which drug or alcohol affected performance could clearly endanger the health and safety of others. All of the following general characteristics must be present in the non-peace officer positions for them to designated sensitive;
A

1, Duties involve a greater than normal level of trust, responsibility for or impact on the health of safety of others; and

  1. Errors in judgement, inattentiveness, or diminished coordination, dexterity or composure while performing duties could clearly result in mistakes that would endanger the health and safety of others; and
  2. Employees in these positions work with such independence or perform such tasks that it cannot be safely assumed that mistakes such as those described in par 2a2 above could be prevented by a supervisor or other departmental employee.
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12
Q
SENSITIVE POSITIONS (14)
What are they:
P
C
AM
AT
LAM
LMM
MM
MCS
CVIS
HTD
PSD/PSO
PSD I II
SPTSC
GS
A
  1. Peace Officers
  2. Cadets
  3. Automobile mechanics
  4. Automotive Technician series
  5. Lead Auto Mechanic
  6. Lead motorcycle mechanic
  7. Motorcycle mechanic
  8. Motor Carrier Specialist I,II,III
  9. Commercial Vehicle Inspection specialist I and II
  10. Heavy truck Driver
  11. Public Safety Dispatcher & Public Safety Operator
  12. Public Safety Dispatch Supervisor I and II
  13. School Pupil Transportation Safety Coordinator
  14. Gunsmith
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13
Q

NON Sensitive Positions:
The California Department of Human Resources rules (DO/ DO NOT) permit the mandated substance testing of persons in non sensitive positions.

A

DO NOT

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14
Q

REASONABLE SUSPICION:

Reasonable suspicion is the good faith belief based on:

A
  1. Specif articulable facts that an employee MAY have violated the substance abuse policy; and
  2. Substance testing COULD reveal evidence in support of a violation.
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15
Q

CRIMINAL INVESTIGATION:
If a supervisor believes criminal violation(s) exist, a criminal investigation should be conducted (PRIOR/AFTER) to the administrative investigation.

A

PRIOR

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16
Q

CRIMINAL INVESTIGATION:
For uniformed employees, evidence gathered during a criminal investigation can be used to support the administrative investigation, however, the administrative investigation (CAN/CANNOT) be used to support the criminal investigation.

A

CANNOT

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17
Q

CRIMINAL INVESTIGATION:
Per California Labor Code Section 432.7, criminal/arrest investigation reports involving NONUNIFORMED employees (MAY/MAY NOT) be used to support an administrative investigation unless the incident described in the report resulted in a conviction.

A

MAY NOT

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18
Q

A Positive test will result from a blood alcohol level of___percent for substance testing versus the .08 percent for driving under the influence.

A

.04

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19
Q

Supervisors must remember, however, that any detected level of alcohol is prohibited by the Statement of __________& ________ Activities.

A

Inconsistent & Incompatible

20
Q

ANONYMOUS TIP:

The following criteria SHALL apply when acting upon an anonymous tip:

A
  1. Tips may be the basis for initiating closer observation of the employee to determine if other articulable facts or evidence exists which establish reasonable suspicion
  2. If closer obsservations DO NOT yield facts or evidence - Anonymous TIP alone is NOT suficient to order substance testing
21
Q

RELIABLE INFORMANT:
The California Department of Human Resources (CALHR) requires that the informant be a ________ __________ who is wiling to publicly testify on behalf of management, should that become necessary….

A

Peace Officer

22
Q

CONFIRMING OFFICIAL:
For purposes of the Department’s substance testing program, this confirming official will be the first designated ________ in the supervisors chain of command.

A

manager

23
Q

The role of the confirming official Shall be to:

  1. Consider the facts and/or evidence and agree whether or not they support reasonable suspicion
  2. Ensure accurate and proper application of the rules
  3. Provide guidance and direction; and
  4. Authorize the substance test
A
  1. Consider the facts and/or evidence and agree whether or not they support reasonable suspicion
  2. Ensure accurate and proper application of the rules
  3. Provide guidance and direction; and
  4. Authorize the substance test
24
Q

In no event SHALL the confirming official be the suspected employee’s immediate _______ or the person who made the initial observation leading to reasonable suspicion.

A

supervisor

25
Q

TESTING PROCESS AND STANDARDS:
All Alcohol testing will be conducted using evidential ______ testing devices in accordance with Federal Department of Transportation regulations part iii, Title 49, Code of Federal Regulations part 40

A

Breath

26
Q

TESTING PROCESS AND STANDARDS:
The CalHR rules provide for a urine test as the primary means of determining whether or not an employee has abused _____.

A

Drugs

27
Q

TESTING PROCESS AND STANDARDS:
Observation; From the moment reasonable Suspicion is developed until the time a sample is provided, the employee should remain under continual __________observations.

A

supervisory

28
Q

TESTING PROCESS AND STANDARDS:
Ensure at least _____ Milileters (approx 2 fluid ounces) of urine is collected (to be split into two , containers after collected)

A

60 milileters

29
Q

The inconsistent and Incompatible Activities statement contained in HPM 10.3 Personnel transaction Manual, Chapter 14, prohibits an employee from “ reporting for or returning to duty when not completely recovered from the effects of alcohol or with alcohol on the breath.
T/F

A

true

30
Q

Positive samples SHALL be securely stored and frozen at minus __ degrees centigrade or lower for ____ year to assure availability for retesting in case of appeal or litigation/

A

minus 20 degrees / 1 year

31
Q

EMPLOYEE RIGHTS:
REPRESENTATION: Employees suspected of violating this policy SHALL be entitled to representation durng any interrogative interviews that could lead to a decision to take adverse action against employee.
T/F

A

True

32
Q

MEDICAL REVIEW OFFICER (MRO)

it is the MRO who makes the ______ determination of the test result

A

final

33
Q

NEGATIVE TEST RESULTS:
In an effort to minimize the stigma attached to a substance test, negative results SHOULD not be included in the employee’s personnel file.
T/F

A

True

34
Q

POSITIVE TEST RESULTS:
Positive test results and the documented reasonable suspicion will be come part of the request for adverse action file. This information will be maintained for a period of _______ years and handled consistent with policy contained in HPM 10.2, internal Investigations Manual.

A

five (5)

35
Q

The California Department of Human Resources rules require that the observations leading to reasonable suspicion be documented and that a copy of this information must be provided to the affected employee. While the rules are not specific, this information should be provided to the employee within ____ hours.

A

48

36
Q

PREPARATION:
The supervisor who made the initial determination of resonable suspicion must prepare a Reasonable Suspicion Report using the _______, Workplace Substance Abuse Investigation/Voluntary Testing Report. Since there is an expectation of a 48 hour turn around, this document may be hand written or typewritten.

A

CHP202X

37
Q

POLICY:
A reasonable Suspicion Report SHALL be completed whenever a determination of reasonable suspicion of workplace substance abuse leads to substance testing.
TF

A

true

38
Q

GENERAL TEST RESULTS:
When received, the written test results are to be _______ to the Reasonable Suspicion Report. A copy of these results must also be provided to the employee. Even if the test results are negative, the reasonable Suspicion Report must be completed, reviewed , and a copy provided to the employee.

A

attached

39
Q

NEGATIVE RESULTS:
Negative test results will be recorded on page 2 of the CHP202X, and attached to the report. The documentation will then be forwarded as confidential material to the ______________, where it will be maintained by the Substance Testing Coordinator for a period of _______ years from the date of the test, or until any litigation associated with the incident is adjudicated. UNDER NO CIRCUMSTANCES WILL THE CHP202X INDICATING A NEGATIVE RESULT BE RETAINED IN THE EMPLOYEE’S PERSONNEL FIELD FOLDER.

A

OFFICE OF INTERNAL AFFAIRS (OIA)

TWO (2)

40
Q

GENERAL POLICY:
All drivers required to have a commercial drivers license are subject to the controlled substance and alcohol testing rules. This would include all drivers who:
1. classification that require possession of a commercial drivers license and drive commercial motor vehicle. Currently, those classifications are ___________ and ___________.

A

Heavy truck driver

Telecommunications Facilities Technician II

41
Q

COMMERCIAL MOTOR VEHICLE:
1. Has a gross combination weight of _________ or more pounds inclusive of a towed unit with a gross vehicle weight rating of more than 10,000 pounds.

A

26,001

42
Q

COMMERCIAL MOTOR VEHICLE:

2. Has a gross vehicle weight rating of _________ or more pounds.

A

26,001

43
Q

COMMERCIAL MOTOR VEHICLE:

3. Is designed to transport _____ or more passengers, including the driver.

A

16

44
Q

COMMERCIAL MOTOR VEHICLE:
4. Is used in the transportation of materials found to be ____________ for the purpose of HAZMAT act and which requires the motor vehicle to be placarded under the Hazardous Materials Regulations.

A

Hazardous

45
Q

DRUGS(Commercial Driver):
Marijuana, cocaine, amphetamine, opiates, pcp, These are the ONLY drugs permitted to be tested for under the commercial driver CSAT regulation..
T/F

A

True

46
Q

Prohibited Conduct(Commercial Driver):

  1. Positive Drug test
  2. refuses to submit to a required test
  3. found to have a BAC of ____% or greater
  4. Driver uses alcohol while on duty or within __ hours prior to performing a safety sensitive function(SSF).
  5. Driver uses a Drug.
A

.04