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Learn Uk Regulation

Study Uk Regulation using smart web & mobile flashcards created by top students, teachers, and professors. Prep for a quiz or learn for fun!

Top Uk Regulation Flashcards Ranked by Quality

  • UKFR
    UKFR

    UKFR

    By: Kelsey Phillips
    1,071 Cards – 
    27 Decks – 
    5 Learners
    Sample Decks: U1: T1 - INTRODUCING THE FINANCIAL SERVICES INDUSTRY, U1: T2 - ECONOMICS POLICY AND FINANCIAL REGULATION, U1: T3 - UK TAXATION I
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  • IMC Chapter 3
    IMC Chapter 3

    IMC Chapter 3

    By: Emily Havers
    340 Cards – 
    19 Decks – 
    12 Learners
    Sample Decks: MiFID/ MiFID II/ MiFIR, UCITS Directive/ AIFMD/ Additional, UK Regulation
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  • Regulation & Compliance Chapter 1, 2 & 4
    Regulation & Compliance Chapter 1, 2 & 4

    Regulation & Compliance Chapter 1, 2 & 4

    By: Luke O'Mahoney
    240 Cards – 
    14 Decks – 
    4 Learners
    Sample Decks: Overview of UK Financial Services Regulation, Regulated Activities, Authorisation and MIFID, Penalties for breaching FSMA 2000 & Collective Invest Scheme
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  • IF7
    IF7

    IF7

    By: Jenna Misty
    451 Cards – 
    11 Decks – 
    6 Learners
    Sample Decks: 1A - 1C6, 1C6 +, 2 Healthcare outside the UK
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  • FSRE - Josh
    FSRE - Josh

    FSRE - Josh

    By: Josh Freire-Mckinnell
    407 Cards – 
    18 Decks – 
    66 Learners
    Sample Decks: Topic 1 - The role and structure of financial markets, Topic 2 - The role of the Government, Topic 3 - Meeting customers needs and priorities
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  • CeMap Mock Revision
    CeMap Mock Revision

    CeMap Mock Revision

    By: MD Tohidul Islam
    98 Cards – 
    6 Decks – 
    26 Learners
    Sample Decks: UK Fr Unit 1, CoBs Rules 1&2, Regulating Firms
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  • IOC - UK financial reg
    IOC - UK financial reg

    IOC - UK financial reg

    By: Mark Patching
    193 Cards – 
    6 Decks – 
    12 Learners
    Sample Decks: IOC - UK Reg CH 1 - Regulatory Environment, IOC - UK Reg CH 2 - FSMA 2000 - FSA 2012, IOC - UK Reg CH 3 - Associated Legislation and Regulation
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  • R01: Financial Services, Regulation and Ethics
    R01: Financial Services, Regulation and Ethics

    R01: Financial Services, Regulation and Ethics

    By: Jonathon Brand
    629 Cards – 
    9 Decks – 
    18 Learners
    Sample Decks: 1. The UK Financial Services Industry: An Overview, 2. Serving the Retail Consumer, 3. Laws and Legal Concepts Relevant to Financial Advice
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  • CII: R01 2020-21
    CII: R01 2020-21

    CII: R01 2020-21

    By: Lucie Sudworth
    167 Cards – 
    9 Decks – 
    40 Learners
    Sample Decks: 1 - The UK Financial Services Industry: An Overview, 2 - Serving the retail consumer, 3 - Laws and Legal concepts relevant to financial advice
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  • Class Name
    Class Name

    Class Name

    By: R T
    410 Cards – 
    25 Decks – 
    8 Learners
    Sample Decks: Topic 1 - FS Industry, Topic 2 - Economic Policy & Financial Regulation, Topic 3 - UK Taxation 1
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  • R01
    R01

    R01

    By: James Coldwell
    377 Cards – 
    7 Decks – 
    5 Learners
    Sample Decks: Chapter 1 - UK Financial Services Overview, Exam extras, Chapter 3 - Laws And Legal Concepts
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  • UKFR
    UKFR

    UKFR

    By: Lee Stapleton
    288 Cards – 
    25 Decks – 
    2 Learners
    Sample Decks: Intro financial Services Industry, Economic Policy And Financial Regulation, UK Taxation 1
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  • Banking Law and Regulation
    Banking Law and Regulation

    Banking Law and Regulation

    By: Ismail Wahba
    382 Cards – 
    6 Decks – 
    3 Learners
    Sample Decks: Module Fundamentals, A History of UK Banking Regulation, The European Banking Regulatory Architecture
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  • Air Law
    Air Law

    Air Law

    By: Thomas Pears
    370 Cards – 
    18 Decks – 
    41 Learners
    Sample Decks: ICAO- International Civil Aviation Organisation, Aviation organisations, Aeronautical Information Service
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  • Financial Markets And institutions
    Financial Markets And institutions

    Financial Markets And institutions

    By: Theo McKibbin Malins-Smith
    777 Cards – 
    14 Decks – 
    29 Learners
    Sample Decks: 1.0 - Financial Markets And institutions, Key Terms And Figures, Ethics And Investment Professionalism
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  • Sustainability
    Sustainability

    Sustainability

    By: Rebecca Ford
    93 Cards – 
    5 Decks – 
    2 Learners
    Sample Decks: Regulations and Legislation, EPCs and MEES, Other Certificates and Procedures
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  • R01 Study
    R01 Study

    R01 Study

    By: Simon Large
    301 Cards – 
    11 Decks – 
    13 Learners
    Sample Decks: Chapter One: The UK Financial Services Industry: An Overview, Chapter Two: Serving the Retail Customer, Chapter Three: Laws & Legal Concepts
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  • Risk Management
    Risk Management

    Risk Management

    By: O B
    854 Cards – 
    91 Decks – 
    11 Learners
    Sample Decks: 1.1 The global risk environment, 1.2 The importance of risk management: a stakeholder approach, 1.3 Reasons for risk management
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  • R01 2023
    R01 2023

    R01 2023

    By: Jay Ngo
    537 Cards – 
    11 Decks – 
    1 Learner
    Sample Decks: 5 - Understand the financial regulator's responsibilities and approach to regulations, 7 Core Regulatory Principles and Rules, 2 - Serving the Retail Customer
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  • R01 CS
    R01 CS

    R01 CS

    By: Charlotte Scott
    219 Cards – 
    15 Decks – 
    3 Learners
    Sample Decks: Protection & Insurance, Types Of Client & Business, Regulatory Advice Process
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  • Wrapped: Legal Systems
    Wrapped: Legal Systems

    Wrapped: Legal Systems

    By: Rosanna Goodall
    597 Cards – 
    11 Decks – 
    1 Learner
    Sample Decks: LS1: Introduction to Law, LS2: The English Legal System, LS3: The personnel of the English Legal System
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  • Renal
    Renal

    Renal

    By: Georgina Jolliffe
    706 Cards – 
    26 Decks – 
    2 Learners
    Sample Decks: Assorted electrolytes, Ureter and kidney anatoy, Pumps, ATPase
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  • IMC IE Chapter 8
    IMC IE Chapter 8

    IMC IE Chapter 8

    By: Serena Asante
    108 Cards – 
    3 Decks – 
    1 Learner
    Sample Decks: 8.1 Major UK Funds & Fund Regulation, 8.2 Objectives and constraints of UK pension funds, 8.3 Objectives and constraints of UK insurance companies
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  • R01 Karim
    R01 Karim

    R01 Karim

    By: Karim Mostafa
    154 Cards – 
    11 Decks – 
    3 Learners
    Sample Decks: Chapter 1 Summary Points, Chapter 2: How the retail consumer is served by the financial services industry, Chapter 3: Legal concepts and considerations relevant to financial advice
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  • R01 - Financial Services, Regulation and Ethics
    R01 - Financial Services, Regulation and Ethics

    R01 - Financial Services, Regulation and Ethics

    By: Sam Cross
    367 Cards – 
    10 Decks – 
    6 Learners
    Sample Decks: Chapter 1A - Overview, Chapter 1B - UK Financial Services Structure, Chapter 1C - The Role and Structure of International Markets
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  • R01 2023
    R01 2023

    R01 2023

    By: Chelsee de Niet
    292 Cards – 
    12 Decks – 
    8 Learners
    Sample Decks: The UK financial Services Industry, Serving The Retail Customer, Laws And Legal Concepts Relevant To Financial Advice
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  • CII R01 - Financial Services, Regulation & Ethics
    CII R01 - Financial Services, Regulation & Ethics

    CII R01 - Financial Services, Regulation & Ethics

    By: Karishma Hirani
    428 Cards – 
    23 Decks – 
    21 Learners
    Sample Decks: Pt 2. Serving the Retail Consumer - Budgeting, Managing Debt and Borrowing, Pt 2. Serving the Retail Consumer - Mortgages and Loans, Pt 2. Serving the Retail Consumer - Protection
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  • Chapter 3 - Regulation of financial markets and institutions
    Chapter 3 - Regulation of financial markets and institutions

    Chapter 3 - Regulation of financial markets and institutions

    By: Tunji Adeniyi
    99 Cards – 
    7 Decks – 
    1 Learner
    Sample Decks: 3.2: UK REGULATION, 3.3: FCA: OBJECTIVES AND HIGH-LEVEL STANDARDS, 3.4: REGULATION OF INVESTMENT EXCHANGES
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  • CII RO1 Exam Flashcards
    CII RO1 Exam Flashcards

    CII RO1 Exam Flashcards

    By: Nikita Phillips
    99 Cards – 
    4 Decks – 
    14 Learners
    Sample Decks: Unit 1 - The UK Financial Services Industry: An Overview, Unit 2 - Serving the Retail Consumer, Unit 3 - Laws and Legal Concepts Relevant To Financial Advice
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  • OCR ICT unit 2
    OCR ICT unit 2

    OCR ICT unit 2

    By: Marshall Blanc
    181 Cards – 
    18 Decks – 
    62 Learners
    Sample Decks: Information classification, Impacts of poor data security, Information used by organisations
    Show Class

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