This class was created by Brainscape user Ben Gurley. Visit their profile to learn more about the creator.
By:
Ben Gurley
- decks
- flashcards
- learners
Decks in this class (34)
Customer Accounts
No deck description has yet been added by the author.
85
cards
Margin Rules
No deck description has yet been added by the author.
35
cards
Long Margin Accounts
No deck description has yet been added by the author.
17
cards
Short Margin Accounts
No deck description has yet been added by the author.
6
cards
Margin on Options
No deck description has yet been added by the author.
10
cards
Account Chapter Test Questions
No deck description has yet been added by the author.
9
cards
New Issues - Corporate Underwritings
No deck description has yet been added by the author.
37
cards
New Issues - Municipal Underwritings
No deck description has yet been added by the author.
25
cards
New Issues - US Gov't and Agency Underwritings
No deck description has yet been added by the author.
17
cards
Investment Companies - Overview
No deck description has yet been added by the author.
9
cards
Investment Companies - Management Companies
No deck description has yet been added by the author.
55
cards
Investment Companies - Variable Annuities
No deck description has yet been added by the author.
23
cards
Investment Companies - REITs and BDCs
No deck description has yet been added by the author.
15
cards
Investment Companies - Retirement / Education / Health Savings Plans
No deck description has yet been added by the author.
31
cards
Investment Companies - Test Questions
No deck description has yet been added by the author.
45
cards
Taxes & Tax Shelters - Types of Taxable Income
No deck description has yet been added by the author.
12
cards
Taxes & Tax Shelters - Taxation of Corporate and Gov't Securities
No deck description has yet been added by the author.
17
cards
Taxes & Tax Shelters - Taxation of Muni Bonds
No deck description has yet been added by the author.
7
cards
Taxes & Tax Shelters - Taxation of Equity Options
No deck description has yet been added by the author.
7
cards
Taxes & Tax Shelters - Other Tax Rules
No deck description has yet been added by the author.
23
cards
Taxes & Tax Shelters - Tax Advantaged Investments
No deck description has yet been added by the author.
40
cards
Taxes & Tax Shelters - Test Questions
No deck description has yet been added by the author.
10
cards
Regulations - Securities Act of 1933
No deck description has yet been added by the author.
50
cards
Regulations - Securities Exchange Act of 1934
No deck description has yet been added by the author.
56
cards
Regulations - Test Questions
No deck description has yet been added by the author.
13
cards
Regulations - Other Federal and State Regulations
No deck description has yet been added by the author.
27
cards
Regulations - FINRA Rules
No deck description has yet been added by the author.
53
cards
Regulations - MSRB Rules
No deck description has yet been added by the author.
24
cards
Regulations - CBOE
No deck description has yet been added by the author.
1
cards
Analysis - Fundamental Analysis
No deck description has yet been added by the author.
19
cards
Analysis - Economic Analysis
No deck description has yet been added by the author.
9
cards
Analysis - Test Questions
No deck description has yet been added by the author.
1
cards
Debt
No deck description has yet been added by the author.
107
cards
General Test Questions
No deck description has yet been added by the author.
317
cards
More about
series 7
- Class purpose General learning
Learn faster with Brainscape on your web, iPhone, or Android device. Study Ben Gurley's Series 7 flashcards now!
How studying works.
Brainscape's adaptive web mobile flashcards system will drill you on your weaknesses, using a pattern guaranteed to help you learn more in less time.
Add your own flashcards.
Either request "Edit" access from the author, or make a copy of the class to edit as your own. And you can always create a totally new class of your own too!
What's Brainscape anyway?
Brainscape is a digital flashcards platform where you can find, create, share, and study any subject on the planet.
We use an adaptive study algorithm that is proven to help you learn faster and remember longer....
Looking for something else?
Series 7 Top-off Exam
- 8 decks
- 1,521 flashcards
- 21,043 learners
Decks:
Communications With The Public New Issue, Customer Accounts Retirement Plans, Securities Products Suitability, And more!
Series 7
- 15 decks
- 410 flashcards
- 113 learners
Decks:
Options, Options Test Questions, Options Account Info And Doc, And more!
JLPT N3 まとめ Series 語彙
- 36 decks
- 2922 flashcards
- 273 learners
Decks:
語彙 第１週 １日目, 語彙 第１週 ２日目, 語彙 第１週 ３日目, And more!
