Lucy's CFA Level 3 Notes Flashcards

Decks in this Class (31):

• Reading 5 The Behavioral Finance Perspec

  Reading 5 The Behavioral Finance Perspective

  Sample Cards:

  rational investors,

  efficient market,

  behavioral finance definition
  58 Cards
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• Reading 6 The Behavioral Biases Of Indiv

  Reading 6 The Behavioral Biases of Individuals

  Sample Cards:

  cognitive errors definition,

  based on reasoning influenced by feeling,

  two categories of cognitive errors
  27 Cards
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• Reading 9 Taxes And Private Wealth Manag

  Reading 9 Taxes and Private Wealth Management in a Global Context

  Sample Cards:

  why most modern portfolio theory is grou,

  three primary categories of taxes,

  marginal tax rate definition
  23 Cards
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• Reading 8 Managing Individual Investor P

  Reading 8 Managing Individual Investor Portfolios

  Sample Cards:

  situational profiling,

  source of wealth,

  measure of weal
  35 Cards
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• Reading 10 Estate Planning In A Global C

  Reading 10 Estate Planning in a Global Context

  Sample Cards:

  estate definition,

  estate planning,

  will testator
  41 Cards
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• Reading 11 Concentrated Single Asset Pos

  Reading 11 Concentrated Single Asset Positions

  Sample Cards:

  concentrated positions and risks associa,

  three common objectives when managing a,

  constraints to consider whe nmanaging a
  36 Cards
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• Reading 7 Behavioral Finance And Investm

  Reading 7 Behavioral Finance and Investment Processes

  Sample Cards:

  barnewall two way model,

  bb k,

  behavioral investor types
  25 Cards
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• Reading 13 Managing Institutional Invest

  Reading 13 Managing Institutional Investor Portfolios

  Sample Cards:

  institutional investors,

  pension fund plan sponsor definitions,

  a cash balance plan is a defined benefit
  88 Cards
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• Reading 12 Lifetime Financial Advice Hum

  Reading 12 Lifetime Financial Advice: Human Capital, Asset Allocation, and Insurance

  Sample Cards:

  life expectancy,

  what is human capital,

  two basic types of risk for an investor
  12 Cards
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• Reading 14 Linking Pension Liabilities T

  Reading 14 Linking Pension Liabilities to Assets

  Sample Cards:

  asset only and liability relative perspe,

  how to define risk,

  value of a liability
  10 Cards
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• Reading 15 Capital Market Expectations

  Reading 15 Capital Market Expectations

  Sample Cards:

  how increase in short term rates influen,

  during wich phase of the business cycle,

  limitations of economic data
  101 Cards
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• Reading 16 Equity Market Valuation

  Reading 16 Equity Market Valuation

  Sample Cards:

  growth accounting,

  cobb douglas production function,

  tfp
  19 Cards
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• Reading 17 Asset Allocation

  Reading 17 Asset Allocation

  Sample Cards:

  strategic asset allocation and,

  key economic role of strategic asset all,

  strategic asset allocation vs
  57 Cards
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• Reading 18 Currency Management An Introd

  Reading 18 Currency Management: An Introduction

  Sample Cards:

  forward markets,

  fx swap markets,

  currency options
  39 Cards
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• Reading 19 Market Indexes And Benchmarks

  Reading 19 Market Indexes and Benchmarks

  Sample Cards:

  benchmark definition,

  market index definition,

  distinguishing between a benchmark and a
  22 Cards
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• Reading 20 Fixed Income Portfolio Manage

  Reading 20 Fixed-Income Portfolio Management—Part I

  Sample Cards:

  decomposing expected returns,

  four activities in the investment manage,

  two types of investor based on investmen
  50 Cards
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• Reading 21 Relative Value Methodologies

  Reading 21 Relative-Value Methodologies for Global Credit Bond Portfolio Management

  Sample Cards:

  relative value,

  classic relative value analysis,

  relative value methodologies
  44 Cards
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• Reading 22 Fixed Income Portfolio Manage

  Reading 22 Fixed-Income Portfolio Management—Part II

  Sample Cards:

  combination strategies,

  leverage,

  return and duration of leveraged portfol
  40 Cards
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• Reading 23 Equity Portfolio Management

  Reading 23 Equity Portfolio Management

  Sample Cards:

  equities as an inflation hedge,

  approaches to equity investment,

  active return
  71 Cards
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• Reading 24 Alternative Investments Portf

  Reading 24 Alternative Investments Portfolio Management

  Sample Cards:

  alternative investments,

  alternative investments by the primary r,

  due diligence in alternative investments
  105 Cards
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• Reading 25 Risk Management

  Reading 25 Risk Management

  Sample Cards:

  risk management is,

  is it possible to operate a successful b,

  if is an annual standard deviation and r
  65 Cards
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• Reading 26 Risk Management Applications

  Reading 26 Risk Management Applications of Forward and Futures Strategies

  Sample Cards:

  general formula for fra payoff,

  how can a borrower lock in the rate that,

  duration of a bond futures contract is
  28 Cards
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• Reading 27 Risk Management Applications

  Reading 27 Risk Management Applications of Option Strategies

  Sample Cards:

  call option,

  put option value at expiration profit ma,

  covered call
  22 Cards
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• Reading 28 Risk Management Applications

  Reading 28 Risk Management Applications of Swap Strategies

  Sample Cards:

  economic risk,

  four types of swaps,

  swaption
  23 Cards
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• Reading 29 Execution Of Portfolio Decisi

  Reading 29 Execution of Portfolio Decisions

  Sample Cards:

  buy side tradres what a portfolio manage,

  market microstructure,

  order types
  51 Cards
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• Reading 30 Monitoring And Rebalancing

  Reading 30 Monitoring and Rebalancing

  Sample Cards:

  the reasons for monitoring and rebalanci,

  how often should the review of asset all,

  variable prepaid forward in effect combi
  29 Cards
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• Reading 31 Evaluating Portfolio Performa

  Reading 31 Evaluating Portfolio Performance

  Sample Cards:

  three questions naturally arise in exami,

  performance measurement,

  the emphasis on income related return me
  56 Cards
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• Reading 32 Overview Of The Global Invest

  Reading 32 Overview of the Global Investment Performance Standards

  Sample Cards:

  firms that claim to comply with gips sta,

  tvpi,

  dietz formula
  7 Cards
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• Ethics

  Ethics

  Sample Cards:

  the code of ethics,

  standards of professional conduct,

  professionalism
  9 Cards
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• Asset Manager Code Of Professional Condu

  Asset Manager Code of Professional Conduct

  Sample Cards:

  the ethical responsibilities related to
  1 Cards
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• Questions To Review

  Questions to Review

  Sample Cards:

  implementation shortfall,

  vwap,

  buy and hold strategy
  23 Cards
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