Investment Management Techniques Flashcards

Decks in this Class (17):

• Chapter 3 Asset Allocation And Investmen

  Chapter 3 - Asset Allocation and Investment Strategy - 8%

  Sample Cards:

  what is an asset class,

  what is asset allocation,

  what are the 3 asset allocation strategi
  37 Cards
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• Chapter 17 Portfolio Monitoring And Perf

  Chapter 17 - Portfolio Monitoring and Performance Evaluation - 6%

  Sample Cards:

  what is portfolio monitoring,

  what is portfolio performance evaluation,

  what are the two stages in portfolio per
  19 Cards
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• Chapter 1 Investment Management Process

  Chapter 1 - Investment Management Process - 5%

  Sample Cards:

  what is the investment management proces,

  what information is required by regulati,

  how do investment advisors learn about t
  20 Cards
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• Chapter 2 Understanding A Client S Risk

  Chapter 2 - Understanding a Client's Risk Tolerance - 5%

  Sample Cards:

  what is behavioural finance,

  what is the difference between behaviour,

  what is homo economicus
  21 Cards
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• Chapter 14 International Investing 6

  Chapter 14 - International Investing - 6%

  Sample Cards:

  what are the two important financial and,

  what are the attributes that a passive b,

  what are the two most popular internatio
  22 Cards
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• Chapter 15 Managing Your Client S Invest

  Chapter 15 - Managing Your Client's Investment Risk - 5%

  Sample Cards:

  what are the differences between histori,

  what is standard deviation of returns,

  what is beta
  23 Cards
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• Chapter 16 Impediments To Wealth Accumul

  Chapter 16 - Impediments to Wealth Accumulation

  Sample Cards:

  how are the different impediments taxed,

  what are some of the tax minimizing port,

  what is tax loss harvesting
  27 Cards
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• Chapter 4 Equity Securities 475

  Chapter 4 - Equity Securities - 4.75%

  Sample Cards:

  should an investment advisor recommend i,

  explain common shares,

  what does it mean if a stock is trading
  21 Cards
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• Chapter 5 Analysis Of Equity Securities

  Chapter 5 - Analysis of Equity Securities I - Economic and Industrial Analysis - 4.75%

  Sample Cards:

  what are the components of gdp calculati,

  in which phase of the industry life cycl,

  which is the correct definition of gdp a
  20 Cards
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• Chapter 6 Analysis Of Equity Securities

  Chapter 6 - Analysis of Equity Securities II: Company Analysis and Valuation - 4.75%

  Sample Cards:

  what is the difference between ifrs and,

  what is company analysis,

  what are the sources of company informat
  31 Cards
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• Chapter 7 Analysis Of Equity Securities

  Chapter 7 - Analysis of Equity Securities III: Technical Analysis - 4.75%

  Sample Cards:

  what are the basics of technical analysi,

  what is the difference between technical,

  what is chart analysis
  20 Cards
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• Chapter 8 Debt Securities 57

  Chapter 8 - Debt Securities - 5.7%

  Sample Cards:

  why invest in debt securities,

  who are the issuers of debt securities,

  what are the features of debt securities
  23 Cards
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• Chapter 9 Analysis Of Debt Securities I

  Chapter 9 - Analysis of Debt Securities I - Valuation, Term Structure and Pricing - 5.7%

  Sample Cards:

  what kind of shift can cause the yield c,

  which of the following statements about,

  in which of the following accrued intere
  10 Cards
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• Chapter 10 Analysis Of Debt Securities I

  Chapter 10 - Analysis of Debt Securities II - Price Volatility and Investment Strategies

  Sample Cards:

  what are debt securities strategies,

  which of the following semi annual pay 2,

  why are government bonds normally used i
  12 Cards
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• Chapter 11 Analysis Of Conventionally Ma

  Chapter 11 - Analysis of Conventionally Managed Products - 7%

  Sample Cards:

  what is a conventionally managed product,

  what are mutual funds,

  what are closed end funds
  23 Cards
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• Chapter 12 Analysis Of Non Conventional

  Chapter 12 - Analysis of Non-Conventional Asset Classes and their Structures

  Sample Cards:

  what is an alternative investment and wh,

  what are hedge funds,

  describe hedge fund features
  23 Cards
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• Chapter 13 Insurance Based Products 7

  Chapter 13 - Insurance Based Products - 7%

  Sample Cards:

  what are segregated funds,

  what are maturity guarantees,

  what are the three types of guarantees
  22 Cards
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