CFA Level 3 Flashcards

Decks in this Class (19):

• Ethical And Professional Standards

  Ethical and Professional Standards

  Sample Cards:

  disciplinary review committee drc,

  standards of practice council spc,

  standard i professionalism
  11 Cards
  Preview Flashcards
• Behavioral Finance

  Behavioral Finance

  Sample Cards:

  the basic axioms of utility theory,

  bayes formula,

  bounded rationality
  46 Cards
  Preview Flashcards
• Private Wealth Management

  Private Wealth Management

  Sample Cards:

  stages of life for an investor,

  asset segregation,

  prospect theory on loss aversion
  99 Cards
  Preview Flashcards
• Institutional Investors

  Institutional Investors

  Sample Cards:

  a cash balance plan is a defined benefit,

  accumulated benefit obligation abo,

  projected benefit obligation pbo
  35 Cards
  Preview Flashcards
• Capital Market Expectations

  Capital Market Expectations

  Sample Cards:

  a framework for developing capital marke,

  alpha research,

  beta research
  57 Cards
  Preview Flashcards
• Equity Valuation Asset Allocation

  Equity Valuation & Asset Allocation

  Sample Cards:

  cobb douglas production function neoclas,

  constant return to scale,

  the percentage growth in real output
  52 Cards
  Preview Flashcards
• Currency Management

  Currency Management

  Sample Cards:

  bid price offer price,

  calculating the forward rate,

  calculating the present value of a mark
  32 Cards
  Preview Flashcards
• Fixed Income Portfolio Management Liabil

  Fixed-Income Portfolio Management, Liability-Driven and Index-Based Strategies

  Sample Cards:

  immunization,

  asset liability management liability dri,

  approaches to liability based mandates
  89 Cards
  Preview Flashcards
• Yield Curve Strategies

  Yield Curve Strategies

  Sample Cards:

  on the run off the run,

  buttefly spread,

  active strategies under assumption of a
  27 Cards
  Preview Flashcards
• Credit Strategies

  Credit Strategies

  Sample Cards:

  spread duration,

  credit spreads tend to be negatively cor,

  empirical duration
  23 Cards
  Preview Flashcards
• Equity Portfolio Management And Passive

  Equity Portfolio Management And Passive And Active Equity Investing

  Sample Cards:

  administrative fees,

  trading costs,

  shareholder engagement
  55 Cards
  Preview Flashcards
• Alternative Investments Portfolio Manage

  Alternative Investments Portfolio Management

  Sample Cards:

  decision risk,

  types of real estate investments,

  appraised value versus market value for
  40 Cards
  Preview Flashcards
• Risk Management

  Risk Management

  Sample Cards:

  enterprise risk management erm,

  corporate governance,

  risk management versus corporate governa
  38 Cards
  Preview Flashcards
• Risk Management Applications Of Forwards

  Risk Management Applications of Forwards and Futures Strategies

  Sample Cards:

  fra payoff,

  the relationship between the change in t,

  basis point value bpv present value of a
  19 Cards
  Preview Flashcards
• Risk Management Applications Of Options

  Risk Management Applications of Options

  Sample Cards:

  notation,

  value of a covered call at time t,

  profit of a covered call a time t
  47 Cards
  Preview Flashcards
• Risk Management Applications Of Swaps

  Risk Management Applications of Swaps

  Sample Cards:

  duration of a pay fixed receive floating,

  duration of a fixed rate bond,

  duration of a floating rate bond
  16 Cards
  Preview Flashcards
• Execution Of Portfolio Decisions

  Execution of Portfolio Decisions

  Sample Cards:

  market not held order,

  participate do not initiate order,

  undisclosed limit order also known as a
  31 Cards
  Preview Flashcards
• Performance Evaluation

  Performance Evaluation

  Sample Cards:

  performance measurement,

  performance attribution,

  performance appraisal
  36 Cards
  Preview Flashcards
• Gips

  GIPS

  Sample Cards:

  gips committees and subcommittees,

  the gips standards require firms to show,

  in general firms may link non gips compl
  47 Cards
  Preview Flashcards