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certified financial planner (nov 2023)

This class was created by Brainscape user David Giles. Visit their profile to learn more about the creator.

By: David Giles
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Decks in this class (7)

A.3 Function, purpose, and general structure of financial institutions
Which of the following best descr...,
Which of the following financial ...,
Which of the following is not a c...
14  cards
A. Professional Conduct and Regulation (8%)
1  cards
A.1 CFP Board’s Code of Ethics and Standards of Conduct
According to the cfp board s stan...,
According to the cfp board s stan...,
According to the cfp board s stan...
28  cards
A.2 CFP Board’s Procedural Rules
How can a cfp professional report...,
What is the maximum number of yea...,
How long does a cfp professional ...
10  cards
A.4 Financial services regulations and requirements
Which of the following regulatory...,
The gramm leach bliley act requir...,
Which of the following is not a r...
14  cards
A.5 Consumer protection laws
Which of the following laws estab...,
Which of the following laws requi...,
Which of the following laws requi...
15  cards
A.6 Fiduciary standard and application
Which of the following best descr...,
What is the primary difference be...,
Which of the following is an exam...
20  cards

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certified financial planner (nov 2023)

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