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Steven Byne
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Decks in this class (26)
A new consumer duty
What is the new consumer duty,
Who does this duty apply too,
What is a retail customer
21
cards
Topic 1: Introducing the financial services industry
What are the two important functi...,
To be acceptable as a medium of e...,
What is inflation
39
cards
Topic 2: Economic policy and financial regulation
What is the difference between ma...,
What are the key 4 macroeconomic ...,
The 4 key macroeconomic objects t...
29
cards
Topic 3: UK Taxation 1
What is the tax year also known a...,
What is residence,
Will a person who is a resident a...
42
cards
Topic 4: UK Taxation 4
What is private residence relief,
What is business asset disposal r...,
What is business asset roll over ...
28
cards
Topic 5: State benefits and HMRC Tax Credits
What is benefits cap,
What is means tested,
What is basic state pension
22
cards
Topic 6: Direct Investments: Cash and Fixed Interest Securities
What are the main financial asset...,
Why do people choose deposit base...,
What is capital
37
cards
Topic 7: Other Direct Investments
What is market capitalisation,
What does over the counter otc mean,
What are treasury bills
38
cards
Topic 8: Collective Investment Schemes
The main legal forms of collectiv...,
For individual investors collecti...,
What is diversification
40
cards
Topic 9: Tax Wrappers
What is a tax wrapper,
What is an isa,
Whats a stocks and shares isa
15
cards
Topic 10: Pension Products
What is the defined benefit pensi...,
What is the defined contribution ...,
What is a pensions annual allowance
37
cards
Topic 11: Life Assurance
What is gift inter vivos,
What is family income benefit,
What does with profits mean
30
cards
Topic 12: Health and general insurance
What is critical illness cover,
What are 5 typical uses of critic...,
What is income protection insurance
20
cards
Topic 13: Secured and Unsecured Lending
What is a mortgagee,
What is a mortgagor,
What is an offset mortgage
28
cards
Topic 14: Understanding and satisfying customer needs
What are hard facts,
What are soft facts,
What is attitude to risk
14
cards
Topic 15: The main advice areas
What is a key employee key person...,
What is a partnership agreement,
What is a no agreement
13
cards
Topic 16: Key Legal Concepts
What is a limited liability partn...,
What is apparent authority,
What is ratification
38
cards
Topic 17: The FCAs aims and activities
What is prudential regulation,
What is conduct regulation,
What are senior management functions
18
cards
Topic 18: Regulating firms and individuals
What are regulated investments,
What are regulated activities,
What is part 4a permissions
22
cards
Topic 19: Prudential Supervision
What is capital adequacy,
What is solvency ratio,
What is total loss absorbing capa...
18
cards
Topic 20: Conduct of business requirements 1
What is an eligible counterparty,
What is a professional client,
What is independent advice
30
cards
Topic 21: Conduct of Business Requirements 2
What is a consumer buy to let mor...,
What is simplified advice,
What is focused advice
14
cards
Topic 22: Consumer Credit
What is a credit intermediary,
What is annual percentage rate apr,
What is representative apr
7
cards
Topic 23: Anti-money-laundering
What is financial exclusion,
What is money laundering reportin...,
What is money laundering
18
cards
Topic 24: Other regulation affecting the advice process
What are oversight groups,
What are external auditors,
What are internal auditors
22
cards
Topic 25: Consumer Rights, Complaints and Compensation
What are time barred complaints,
What is the pensions ombudsman se...,
Consumers have the right to buy p...
12
cards
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cemap 1: uk financial regulation (ukfr)
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