Find Flashcards
Why It Works
More
Educators
Businesses
Academy
About

Brainscape's Knowledge Genome^TM

Browse over 1 million classes created by top students, professors, publishers, and experts.

Entrance Exams
Professional Certifications
Foreign Languages
Medical & Nursing
Science
English
Humanities & Social Studies
Mathematics
Law
Vocations
Health & Fitness
Business & Finance
Technology & Engineering
Food & Beverage
Fine Arts
Random Knowledge

See full index

L1 02 Guidance for Standards I-VII > Duties to Employers > Flashcards

Duties to Employers Flashcards

L1 02 Guidance for Standards I-VII (11 decks)

Professionalism

Integrity of Capital Markets

Duties to Clients

Duties to Employers

Investment Analysis, Recommendation, and Actions

Conflicts of Interest

Responsibilities as a CFA Institute Member or CFA Candidate

a demonstrate the application of the Code of Ethics and Standards of Professional Conduct to situations involving issues of professional integrity;

b distinguish between conduct that conforms to the Code and Standards and conduct that violates the Code and Standards;

c recommend practices and procedures designed to prevent violations of the Code of Ethics and Standards of Professional Conduct.

Key Links
Subjects
Company
- About Us
- Earn Money!
- Academy
- Swag Shop
- Contact
- Terms
- Podcasts
Find Us

Brainscape helps you reach your goals faster, through stronger study habits.
© 2024 Bold Learning Solutions. Terms and Conditions