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a define soft-dollar arrangements, and state the general principles of the Soft Dollar Standards; Flashcards Preview
L2 03 CFA INSTITUTE SOFT DOLLAR STANDARDS
> a define soft-dollar arrangements, and state the general principles of the Soft Dollar Standards; > Flashcards
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a define soft-dollar arrangements, and state the general principles of the Soft Dollar Standards;
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L2 03 CFA INSTITUTE SOFT DOLLAR STANDARDS
Class (3):
A Define Soft Dollar Arrangements, And State The General Principles Of The Soft Dollar Standards;
B Evaluate Company Soft Dollar Practices And Policies;
C Determine Whether A Product Or Service Qualifies As “Permissible Research” That Can Be Purchased With Client Brokerage.